Corporate Governance

Managers‘ Transactions

The members of the Board of Management and the Supervisory Board of Bayer AG, as well as persons closely associated with them, shall notify Bayer AG and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)) of transactions in financial instruments of Bayer AG (such as shares or bonds) or derivates of these financial instruments.

Any subsequent transactions once a total transaction volume of € 5,000 has been reached within a calendar year must be reported.
All transactions that are subject to disclosure requirements are listed, together with the information required by law (before July 3, 2016 pursuant to section 15a of the German Securities Trading Act (WpHG); from July 3, 2016 pursuant to Art. 19 of the Market Abuse Regulation).

Transactions in the Current Fiscal Year

2016:

Date/Place

Name/ Reasons for Disclosure

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

November 4, 2016
Xetra

Kemal Malik
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.72

363

EUR
31,842.36

November 4, 2016
Xetra

Kemal Malik
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.73

1,381

EUR
121,155.13

November 4, 2016
Xetra

Kemal Malik
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.74

556

EUR
48,783.44

October 27, 2016
Tradegate

Corinna Baumann
person closely associated to a board member

Share

DE000BAY0017

Purchase

EUR
90.15532

5,000

EUR
450,776.50

October 27, 2016
Tradegate

Corinna Baumann
person closely associated to a board member

Share

DE000BAY0017

Purchase

EUR
90.139002

5,000

EUR
450,695.01

October 27, 2016
Xetra

Corinna Baumann
person closely associated to a board member

Share

DE000BAY0017

Purchase

EUR
90.080652

5,000

EUR
450,403.26

Date/Place

Name/ Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

May 25, 2016
Frankfurt

Heinz Georg Webers
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
88.00

250

EUR
22.000,00

May 24, 2016
Xetra

Werner Baumann
Board of Management

Share

DE000BAY0017

Purchase

EUR
84.527276

5,000

EUR
422,636.38

May 23, 2016
Xetra

Werner Baumann
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.2138

6,000

EUR
523,282.80

May 23, 2016
Xetra

Liam Condon
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.2138

2,800

EUR
244,198.64

May 23, 2016
Xetra

Johannes Dietsch
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.2138

3,000

EUR
261,641.40

May 23, 2016
Xetra

Dr. Hartmut Klusik
Board of Management

Share

DE000BAY0017

Purchase

EUR
87.2138

3,000

EUR
261,641.40

April 27, 2016

Xetra

Erica Mann
Board of Management

Share

DE000BAY0017

Purchase

EUR
105.911631

4,720

EUR
499,902.90

February 26, 2016
Xetra

Werner Wenning, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

922

EUR
89,950.41

February 26, 2016
Xetra

Dr. Klaus Sturany
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

615

EUR
59,999.46

February 26, 2016
Xetra

Dr. Paul Achleitner
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

461

EUR
44,975.21

February 26, 2016
Xetra

Dr. Clemens Börsig
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

307

EUR
29,950.95

February 26, 2016
Xetra

Thomas Ebeling
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

307

EUR
29,950.95

February 26, 2016
Xetra

Dr. Helmut Panke
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

461

EUR
44,975.21

February 26, 2016
Xetra

Prof. Dr. Ernst-Ludwig Winnacker
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

351

EUR
34,243.60

February 26, 2016
Xetra

Dr.-Ing. Thomas Fischer
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

461

EUR
44,975.21

February 26, 2016
Xetra

Michael Schmidt-Kiessling
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

307

EUR
29,950.95

February 26, 2016
Xetra

Dr. Simone Bagel-Trah
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
97.5601

307

EUR
29,950.95

February 26, 2016/
Over the counter market (OTC)

Sue H. Rataj
Supervisory Board

Bayer AG
American Depositary
Receipt (ADR)

US0727303028

Purchase

US$
107.43

312

US$
33,518.16

Transactions in the Past Financial Years Effective 2005

2015:

Date/Place

Name/Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

March 3, 2015
Xetra

Werner Wenning, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

678

EUR
89,992.16

March 3, 2015
Xetra

Dr. Klaus Sturany
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

452

EUR
59,994.77

March 3, 2015
Xetra

Dr. Paul Achleitner
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

339

EUR
44,996.08

March 3, 2015
Xetra

Dr. Clemens Börsig
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

226

EUR
29,997.39

March 3, 2015
Xetra

Thomas Ebeling
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

226

EUR
29,997.39

March 3, 2015
Xetra

Dr. Helmut Panke
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

291

EUR
38,624.95

March 3, 2015
Xetra

Prof. Dr. Ernst-Ludwig Winnacker
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

226

EUR
29,997.39

March 3, 2015
Xetra

Dr.-Ing. Thomas Fischer
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

339

EUR
44,996.08

March 3, 2015
Xetra

Michael Schmidt-Kiessling
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

226

EUR
29,997.39

March 3, 2015
Xetra

Dr. Simone Bagel-Trah
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
132.73

152

EUR
20,175.23

March 3, 2015/
Over the counter market (OTC)

Sue H. Rataj
Supervisory Board

Bayer AG
American Depositary
Receipt (ADR)

US072730302

Purchase

US$
148.57

226

US$
33,576.82 

2014:

Date/Place

Name/Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

March 5, 2014
Xetra

Dr. Paul Achleitner,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

447

EUR 45,003.96

March 5, 2014
Xetra

Dr. Clemens Börsig,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64

March 5, 2014
Xetra

Thomas Ebeling,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64

March 5, 2014
Xetra

Dr.-Ing. Thomas Fischer, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

447

EUR
45,003.96

March 5, 2014
Xetra

Dr. Klaus Kleinfeld,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64

March 5, 2014
Xetra

Dr. Helmut Panke,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64

March 5, 2014
Xetra

Michael Schmidt-Kiessling, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64

March 5, 2014
Over the counter market (OTC)

Sue H. Rataj, Supervisory Board

Bayer AG American Depositary
Receipt (ADR)

US 072730302

Purchase

USD
137.69

293

USD
40,343.17

March 5, 2014
Xetra

Prof. Dr. Ekkehard Schulz, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
101.00

450

EUR
45,450.00

March 5, 2014
Xetra

Dr. Klaus Sturany, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

596

EUR
60,005.28

March 5, 2014
Xetra

Werner Wenning, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

894

EUR
90,007.92

March 5, 2014
Xetra

Prof. Dr. Ernst-Ludwig Winnacker, Supervisory Board

Share

DE000BAY0017

Purchase

EUR
100.68

298

EUR
30,002.64


2013:

Date/Place

Name/Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

December 27, 2013
Xetra

Werner Baumann, 
Board of Management    

Share

DE000BAY0017

Sale

EUR

102.872

4,600

EUR
473,211.20

November 11, 2013
Xetra

Oliver Zühlke, 
Supervisory Board    

Share

DE000BAY0017

Sale

EUR

93.88

9

EUR
844.92

November 4, 2013
Dusseldorf

Michael Schmidt-Kiessling,
Supervisory Board

Share

DE000BAY0017

Sale

EUR

92.40

90

EUR
8,316.00 

August 15,
2013
Xetra

Dr. Marijn Dekkers,
Board of Management

Share

DE000BAY0017

Purchase

EUR

85.96

6,000

EUR 515,760.00

April 23,
2013
Dusseldorf

Oliver Zühlke,
Supervisory Board

Share

DE000BAY0017

Sale

EUR

79.46

50

EUR 3,973.00

March 6,
2013
Frankfurt

Oliver Zühlke,
Supervisory Board

Share

DE000BAY0017

Sale

EUR

77.86

20

EUR 1,557.20

March 5,
2013
Xetra

Werner Wenning,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

297

EUR 22,607.79

March 5,
2013
Xetra

Dr. Paul Achleitner,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

400

EUR 30,448.20

March 5,
2013
Xetra

Dr. Clemens Börsig,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17

March 5,
2013
Xetra

Thomas Ebeling,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17

March 5,
2013
Xetra

Dr. Thomas Fischer,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

400

EUR 30,448.20

March 5,
2013
Xetra

Dr. Klaus Kleinfeld,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17

March 5,
2013
NYSE

Sue H. Rataj,
Supervisory Board

Bayer AG American Depositary Receipt (ADR)

US0727303028

Purchase

USD 101.75

273

USD 27,777.75

March 5,
2013
Xetra

Michael

Schmidt-Kiessling,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17

March 5,
2013
Xetra

Prof. Dr.-Ing.

Ekkehard D. Schulz,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

75.70

500

EUR 37,850.00

March 5,
2013
Xetra

Dr. Klaus Sturany,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

534

EUR 40,648.35

March 5,
2013
Xetra

Dr. Helmut Panke,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17

March 5,
2013
Xetra

Prof. Dr. Ernst-Ludwig Winnacker,
Supervisory Board

Share

DE000BAY0017

Purchase

EUR

76.12

267

EUR 20,324.17


2012: No reportable securities transactions


2011: No reportable securities transactions


2010:

Date/
Place

Name/
Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

Jan. 4,
2010
Xetra

Werner Baumann,


Management Board

Share

DE000BAY0017

Sale

EUR 56.30

8,000

EUR 450,400.00


2009: No reportable securities transactions


2008:

Date/
Place

Name/
Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

Dec. 22,
2008
Over the
counter

Willy Beumann,
Supervisory
Board

Share

DE0005752000

Purchase

EUR 39.20

68

EUR 2,665.60

May 13,
2008
Xetra

Willy Beumann,
Supervisory
Board

Share

DE0005752000

Purchase

EUR 55.72

261

EUR 14,542.92


2007:

Date/
Place

Name/
Function

Security

ISIN

Type of
Transaction

Price/
Currency

Quantity

Total
Amount

March 29,
2007
Xetra

Prof. Dr. Wolfgang Plischke,
Management Board

Share

DE0005752000

Purchase

EUR 47.70

5,300

EUR 252,810.00

January 10,
2007
Over the
counter
(Expiration
date:
May 23,
2008)

Prof. Dr. Wolfgang Plischke, Management Board

PROTECT
Discount Share
Certificate
(Underlying
instrument:
Share)

FI:
DE000SCL57K9 (Underlying instrument:
DE0005752000)

Purchase

EUR 40.12
(Strike price:
EUR 27.50 /
Price multiplier: 1)

350

EUR 14,042.00


2006: No reportable securities transactions


2005: No reportable securities transactions

Information filed with the company by members of the Board of Management and Supervisory Board shows that, on the closing date for the financial statements, their total holdings of Bayer AG stock or related financial instruments were equivalent to less than 1% of the issued stock.

Last updated: November 15, 2016 Copyright © Bayer AG
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